Regulation

Brokerage (dealer) activity rules
Rules for securities porfolio management
Rules for the provision of advisory services
Rules for securities placement activities
Rules for securities custody operations
Rules for the activity of a member of the unified system of securities registration and settlement
Regulation of the independent internal audit department
Procedure for engaging a person to conduct an audit of financial and economic activities
Regulation on establishing requirements for the company's internal control system
Terms for identifying account holders and payment recipients for FATCA purposes
Regulation on document circulation
Risk disclosure
Privacy Policy
Tariff of charges for services provided by "ROQ Capital" OJSC
Fees for services provided in accordance with the “Rules of Operation of a Member of the Unified Securities Accounting and Settlement System” of ROQ Capital OJSC
Account opening / data change application | Legal entity
Account opening / data change application | Individual

Laws & Legal Acts